Filing Details
- Accession Number:
- 0000911916-18-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 16:35:42
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 16:35:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061096 | Simon Raab | C/O Faro Technologies, Inc. 250 Technology Park Lake Mary FL 32746 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-15 | 14,132 | $29.98 | 38,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-15 | 9,500 | $59.99 | 28,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-16 | 3,269 | $29.98 | 32,247 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-16 | 2,200 | $59.71 | 30,047 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-15 | 14,132 | $0.00 | 14,132 | $29.98 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-16 | 3,269 | $0.00 | 3,269 | $29.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,868 | 2022-12-04 | No | 4 | M | Direct | |
| 42,599 | 2022-12-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,315 | Indirect | See footnote |
| Common Stock | 110,000 | Indirect | See footnote |
Footnotes
- Sale of shares to cover the exercise price of, and to satisfy the estimated tax withholding obligations resulting from, the exercise of the underlying stock option.
- Represents shares held by Xenon Research, Inc., a corporation in which the reporting person has investment control over the shares of the issuer owned by such corporation. The reporting person and his wife, Diana Raab, own all of the outstanding shares of Xenon Research, Inc.
- Represents shares held by a revocable trust of which the reporting person is settlor and trustee.
- 30,000 options vested on each of December 4, 2016 and December 4, 2017.
Billionaire Hedge Funds
