Filing Details
- Accession Number:
- 0001020859-18-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 16:19:35
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-19 16:19:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240663 | S Michael Funk | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-15 | 4,590 | $0.00 | 46,456 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-15 | 1,710 | $43.98 | 44,746 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-15 | 5,625 | $24.54 | 50,371 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-16 | 5,625 | $44.56 | 44,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2018-03-15 | 4,590 | $0.00 | 4,590 | $0.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-15 | 5,625 | $24.54 | 5,625 | $24.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | 2018-09-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,228 | Indirect | See footnote |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
- On March 15, 2018, 4,590 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 1,710 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
- Represents 4,228 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of March 16, 2018.
- Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant.
- United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the grant.