Filing Details
- Accession Number:
- 0001179110-18-004556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 11:44:35
- Reporting Period:
- 2017-10-01
- Accepted Time:
- 2018-03-19 11:44:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1341317 | Bridgewater Bancshares Inc | BWB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1732716 | Jayne Mary Crocker | C/O Bridgewater Bancshares, Inc. 3800 American Blvd West, Suite 100 Bloomington MN 55431 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-19 | 25,000 | $1.23 | 89,981 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2017-12-19 | 25,000 | $1.20 | 114,981 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2018-03-16 | 5,000 | $11.75 | 119,981 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | Acquisiton | 2017-10-01 | 150,000 | $0.00 | 150,000 | $7.47 |
Common Stock | Option to buy | Disposition | 2017-12-19 | 25,000 | $0.00 | 25,000 | $1.23 |
Common Stock | Option to buy | Disposition | 2017-12-19 | 25,000 | $0.00 | 25,000 | $1.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
250,000 | 2027-09-30 | No | 4 | A | Direct | |
225,000 | 2020-07-11 | No | 4 | X | Direct | |
200,000 | 2021-07-11 | No | 4 | X | Direct |
Footnotes
- Option to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- Option to buy granted under the 2005 Combined Incentive and Non-Statutory Stock Option Plan.
- Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 7/11/2010.
- Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 7/11/2011.