Filing Details
- Accession Number:
- 0001179110-18-004554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-19 11:41:20
- Reporting Period:
- 2017-10-01
- Accepted Time:
- 2018-03-19 11:41:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341317 | Bridgewater Bancshares Inc | BWB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733126 | J. Jerry Baack | C/O Bridgewater Bancshares, Inc. 3800 American Blvd West, Suite 100 Bloomington MN 55431 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-16 | 7,000 | $11.75 | 1,029,704 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-03-16 | 1,000 | $11.75 | 1,030,704 | No | 4 | P | Indirect | As custodian for child |
| Common Stock | Acquisiton | 2018-03-16 | 1,000 | $11.75 | 1,031,704 | No | 4 | P | Indirect | As custodian for child |
| Common Stock | Acquisiton | 2018-03-16 | 1,000 | $11.75 | 1,032,704 | No | 4 | P | Indirect | As custodian for child |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | As custodian for child |
| No | 4 | P | Indirect | As custodian for child |
| No | 4 | P | Indirect | As custodian for child |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Acquisiton | 2017-10-01 | 150,000 | $0.00 | 150,000 | $7.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 300,000 | 2027-09-30 | No | 4 | A | Direct |
Footnotes
- Option to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
Billionaire Hedge Funds
