Filing Details
- Accession Number:
- 0000899243-18-007825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-16 21:00:46
- Reporting Period:
- 2018-03-14
- Accepted Time:
- 2018-03-16 21:00:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
818033 | Heron Therapeutics Inc. | HRTX | Pharmaceutical Preparations (2834) | 942875566 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384243 | D Barry Quart | 4242 Campus Point Court Suite 200 San Diego CA 92121 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-14 | 100,000 | $7.20 | 167,993 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-14 | 100,000 | $24.75 | 67,993 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option(Right to Buy) | Disposition | 2018-03-14 | 100,000 | $0.00 | 100,000 | $7.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
830,276 | 2023-05-01 | No | 4 | M | Direct |
Footnotes
- The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan executed in December2017.
- At the date of filing, 642,776 shares of the options granted pursuant to the underlying awards were fully vested and exercisable.