Filing Details
- Accession Number:
- 0001209191-18-020327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-16 17:49:44
- Reporting Period:
- 2018-03-14
- Accepted Time:
- 2018-03-16 17:49:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1007330 | Prgx Global Inc. | PRGX | Services-Engineering, Accounting, Research, Management (8700) | 582213805 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353392 | A Victor Allums | 600 Galleria Parkway Suite 100 Atlanta GA 30339 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-14 | 6,800 | $5.55 | 171,827 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-14 | 6,800 | $9.00 | 165,027 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-14 | 3,203 | $9.00 | 161,824 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-15 | 5,000 | $5.55 | 166,824 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-15 | 5,000 | $8.96 | 161,824 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-15 | 14,164 | $8.96 | 147,660 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-16 | 9,531 | $8.97 | 138,129 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2018-03-14 | 6,800 | $0.00 | 6,800 | $5.55 |
| Common Stock | Stock Option | Disposition | 2018-03-15 | 5,000 | $0.00 | 5,000 | $5.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,200 | 2020-06-16 | No | 4 | M | Direct | |
| 18,200 | 2020-06-16 | No | 4 | M | Direct |
Footnotes
- Includes 17,000 shares of restricted stock that vest in three equal installments on each of March 30, 2018, 2019 and 2020.
- The sale price indicated is a weighted average selling price. The corresponding shares were sold in multiple transactions at prices ranging from $9.00 to $9.05, inclusive. The reporting person undertakes to provide to PRGX Global, Inc., any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The sale price indicated is a weighted average selling price. The corresponding shares were sold in multiple transactions at prices ranging from $8.90 to $9.05, inclusive. The reporting person undertakes to provide to PRGX Global, Inc., any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The sale price indicated is a weighted average selling price. The corresponding shares were sold in multiple transactions at prices ranging from $8.90 to $9.10, inclusive. The reporting person undertakes to provide to PRGX Global, Inc., any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The sale price indicated is a weighted average selling price. The corresponding shares were sold in multiple transactions at prices ranging from $8.90 to $9.05, inclusive. The reporting person undertakes to provide to PRGX Global, Inc., any security holder of PRGX Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The option exercises reported on this Form 4 represent the exercise of a stock option granted on June 17, 2013 which vested 1/3 on June 17, 2014, 1/3 on June 17, 2015 and 1/3 on June 17, 2016.
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