Filing Details

Accession Number:
0001209191-18-020326
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-16 17:47:42
Reporting Period:
2018-03-15
Accepted Time:
2018-03-16 17:47:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635608 M Gina Cruse 1050 Enterprise Way
Sunnyvale CA 94089
Evp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-15 1,390 $0.00 1,390 No 4 M Direct
Common Stock Disposition 2018-03-15 481 $34.65 909 No 4 F Direct
Common Stock Disposition 2018-03-16 455 $34.65 454 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2018-03-15 1,390 $0.00 1,390 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,390 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
  2. The restricted stock units vest in four annual installments beginning 3/15/16.
  3. No expiration date.