Filing Details
- Accession Number:
- 0001209191-18-020326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-16 17:47:42
- Reporting Period:
- 2018-03-15
- Accepted Time:
- 2018-03-16 17:47:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1635608 | M Gina Cruse | 1050 Enterprise Way Sunnyvale CA 94089 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-15 | 1,390 | $0.00 | 1,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-15 | 481 | $34.65 | 909 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-16 | 455 | $34.65 | 454 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2018-03-15 | 1,390 | $0.00 | 1,390 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,390 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
- The restricted stock units vest in four annual installments beginning 3/15/16.
- No expiration date.