Filing Details

Accession Number:
0001618732-18-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-16 17:16:03
Reporting Period:
2018-03-14
Accepted Time:
2018-03-16 17:16:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334367 Iii W Kenneth Long C/O Nutanix, Inc.
1740 Technology Drive, Suite 150
San Jose CA 95110
Vp, Corporate Controller & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-03-14 9,085 $1.22 185,256 No 4 M Direct
Class A Common Stock Acquisiton 2018-03-14 22,917 $3.20 208,173 No 4 M Direct
Class A Common Stock Disposition 2018-03-14 32,002 $54.36 176,171 No 4 S Direct
Class A Common Stock Acquisiton 2018-03-15 1,875 $0.00 178,046 No 4 M Direct
Class A Common Stock Acquisiton 2018-03-15 3,125 $0.00 181,171 No 4 M Direct
Class A Common Stock Disposition 2018-03-16 1,781 $53.71 179,390 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2018-03-14 9,085 $0.00 9,085 $1.22
Class A Common Stock Employee Stock Option (right to buy) Disposition 2018-03-14 22,917 $0.00 22,917 $3.20
Class A Common Stock Restricted Stock Units Disposition 2018-03-15 1,875 $0.00 1,875 $0.00
Class A Common Stock Restricted Stock Units Disposition 2018-03-15 3,125 $0.00 3,125 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-06-07 No 4 M Direct
24,827 2024-05-19 No 4 M Direct
49,375 No 4 M Direct
46,875 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.33 to $54.53. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
  2. Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
  3. The option was fully vested and exercisable on May 29, 2017.
  4. The option is subject to an early exercise provision and is immediately exercisable. The 100,000 total shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.
  5. Each RSU represents a contingent right to receive one share of Issuer common stock.
  6. 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
  7. The 50,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.