Filing Details
- Accession Number:
- 0001618732-18-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-16 17:16:03
- Reporting Period:
- 2018-03-14
- Accepted Time:
- 2018-03-16 17:16:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334367 | Iii W Kenneth Long | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Vp, Corporate Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-03-14 | 9,085 | $1.22 | 185,256 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-03-14 | 22,917 | $3.20 | 208,173 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-03-14 | 32,002 | $54.36 | 176,171 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-03-15 | 1,875 | $0.00 | 178,046 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-03-15 | 3,125 | $0.00 | 181,171 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-03-16 | 1,781 | $53.71 | 179,390 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-14 | 9,085 | $0.00 | 9,085 | $1.22 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-14 | 22,917 | $0.00 | 22,917 | $3.20 |
Class A Common Stock | Restricted Stock Units | Disposition | 2018-03-15 | 1,875 | $0.00 | 1,875 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2018-03-15 | 3,125 | $0.00 | 3,125 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-06-07 | No | 4 | M | Direct | |
24,827 | 2024-05-19 | No | 4 | M | Direct | |
49,375 | No | 4 | M | Direct | ||
46,875 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.33 to $54.53. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- The option was fully vested and exercisable on May 29, 2017.
- The option is subject to an early exercise provision and is immediately exercisable. The 100,000 total shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.
- Each RSU represents a contingent right to receive one share of Issuer common stock.
- 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
- The 50,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.