Filing Details
- Accession Number:
- 0001209191-18-020179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-16 16:25:02
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-16 16:25:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914208 | Invesco Ltd. | IVZ | Investment Advice (6282) | 980557567 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010267 | L Martin Flanagan | 1555 Peachtree Street Ne Suite 1800 Atlanta GA 30309 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2018-03-12 | 299,376 | $0.00 | 398,931 | No | 5 | G | Direct | |
| Common Shares | Acquisiton | 2018-03-12 | 299,376 | $0.00 | 2,496,931 | No | 5 | G | Indirect | By Trust |
| Common Shares | Disposition | 2018-03-14 | 123,484 | $33.62 | 2,373,447 | No | 4 | S | Indirect | By Trust |
| Common Shares | Disposition | 2018-03-15 | 299,376 | $32.92 | 2,074,071 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 229,550 | Indirect | By GRAT |
| Common Shares | 661,383 | Indirect | By GRAT |
| Common Shares | 225,000 | Indirect | By Trust |
| Common Shares | 400 | Indirect | By spouse |
| Common Shares | 51,639 | Indirect | By GRAT |
Footnotes
- This transaction is a bonafide gift from the reporting person to a trust of which the reporting person is a trustee and beneficiary.
- Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $33.40 to $33.96. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.
- Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $32.71 to $33.37. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
