Filing Details
- Accession Number:
- 0000950142-18-000647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 20:16:18
- Reporting Period:
- 2018-03-13
- Accepted Time:
- 2018-03-15 20:16:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1692819 | Vistra Energy Corp. | VST | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949509 | Oaktree Capital Management Lp | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403382 | Oaktree Holdings, Inc. | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403525 | Oaktree Capital Group Holdings Gp, Llc | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1403528 | Oaktree Capital Group, Llc | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2018-03-13 | 1,821,377 | $20.15 | 47,664,300 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed by Opps VIIb TCEH Holdings, LLC ("Opps Holdings") with respect to 14,765,903 shares of the Common Stock and, with respect to 32,878,397 shares of the Common Stock (i) Oaktree Capital Management, L.P. ("Management") as the duly appointed investment manager of certain funds and accounts (the "Managed Entities") that directly own the 32,878,397 shares of the Common Stock; (ii) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (iii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and together with Opps Holdings, Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.
- The members of OCGH GP are Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B. Frank and Sheldon M. Stone, who, by virtue of their membership interests in OCGH GP, may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Managed Entities. Each of the general partners, managing members, directors and managers described above disclaims beneficial ownership of any shares of common stock beneficially or of record owned by the Reporting Persons, except to the extent of any pecuniary interest therein.