Filing Details

Accession Number:
0000950142-18-000647
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-15 20:16:18
Reporting Period:
2018-03-13
Accepted Time:
2018-03-15 20:16:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692819 Vistra Energy Corp. VST () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949509 Oaktree Capital Management Lp 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1403382 Oaktree Holdings, Inc. 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
1403525 Oaktree Capital Group Holdings Gp, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
Yes No Yes No
1403528 Oaktree Capital Group, Llc 333 South Grand Avenue
28Th Floor
Los Angeles CA 90071
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2018-03-13 1,821,377 $20.15 47,664,300 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. This Form 4 is being filed by Opps VIIb TCEH Holdings, LLC ("Opps Holdings") with respect to 14,765,903 shares of the Common Stock and, with respect to 32,878,397 shares of the Common Stock (i) Oaktree Capital Management, L.P. ("Management") as the duly appointed investment manager of certain funds and accounts (the "Managed Entities") that directly own the 32,878,397 shares of the Common Stock; (ii) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (iii) Oaktree Capital Group, LLC ("OCG") as the sole shareholder of Holdings, Inc.; and (iv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and together with Opps Holdings, Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.
  2. The members of OCGH GP are Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B. Frank and Sheldon M. Stone, who, by virtue of their membership interests in OCGH GP, may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Managed Entities. Each of the general partners, managing members, directors and managers described above disclaims beneficial ownership of any shares of common stock beneficially or of record owned by the Reporting Persons, except to the extent of any pecuniary interest therein.