Filing Details
- Accession Number:
- 0001209191-18-020022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 20:07:10
- Reporting Period:
- 2018-03-13
- Accepted Time:
- 2018-03-15 20:07:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372612 | Box Inc | BOX | Services-Prepackaged Software (7372) | 202714444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1606414 | M Peter Mcgoff | 900 Jefferson Ave Redwood City CA 94063 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-03-13 | 2,079 | $0.00 | 273,166 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-03-13 | 2,079 | $21.13 | 271,087 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-03-14 | 39,183 | $0.00 | 310,270 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-03-14 | 39,183 | $20.82 | 271,087 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-03-15 | 18,738 | $0.00 | 289,825 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-03-15 | 18,738 | $20.76 | 271,087 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-13 | 2,079 | $0.00 | 2,079 | $1.16 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-03-13 | 2,079 | $0.00 | 2,079 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-03-13 | 2,079 | $0.00 | 2,079 | $0.00 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-14 | 39,183 | $0.00 | 39,183 | $1.16 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-03-14 | 39,183 | $0.00 | 39,183 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-03-14 | 39,183 | $0.00 | 39,183 | $0.00 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-15 | 18,738 | $0.00 | 18,738 | $1.16 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-03-15 | 18,738 | $0.00 | 18,738 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-03-15 | 18,738 | $0.00 | 18,738 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 122,921 | 2022-04-27 | No | 4 | M | Direct | |
| 16,417 | No | 4 | M | Direct | ||
| 14,338 | No | 4 | C | Direct | ||
| 83,738 | 2022-04-27 | No | 4 | M | Direct | |
| 53,521 | No | 4 | M | Direct | ||
| 14,338 | No | 4 | C | Direct | ||
| 65,000 | 2022-04-27 | No | 4 | M | Direct | |
| 33,076 | No | 4 | M | Direct | ||
| 14,338 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.
- Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- This sale price represents the weighted average sale price of the shares sold ranging from $21.10 to $21.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- All of this option grant's shares became fully exercisable as of 4/23/2016
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Billionaire Hedge Funds
