Filing Details
- Accession Number:
- 0001209191-18-020011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 19:53:59
- Reporting Period:
- 2018-03-13
- Accepted Time:
- 2018-03-15 19:53:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1607716 | Vivint Solar Inc. | VSLR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1367405 | C Dana Russell | 1800 West Ashton Blvd Lehi UT 84043 | Cfo And Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-13 | 28,417 | $1.30 | 339,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-13 | 28,417 | $3.25 | 311,348 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-13 | 24,428 | $3.25 | 286,920 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-14 | 1,400 | $1.30 | 288,320 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-14 | 1,400 | $3.25 | 286,920 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-14 | 1,742 | $3.25 | 285,178 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-13 | 28,417 | $0.00 | 28,417 | $1.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-14 | 1,400 | $0.00 | 1,400 | $1.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 767,455 | 2024-01-23 | No | 4 | M | Direct | |
| 766,055 | 2024-01-23 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Russell were effected pursuant to a Rule 10b5-1 trading plan.
- This option is vested as to 537,378 shares. Of the remaining 313,725 unvested shares subject to the original grant, 117,647 shares vest in equal annual installments on November 18, 2017 and November 18, 2018, and 196,078 vest in equal installments on May 15, 2018 and 2019 or, if earlier, when 313 Acquisition LLC receives cash proceeds with respect to its holdings of the issuer's common stock in an amount that equals $500 million more than its cumulative investment in the issuer's common stock.
Billionaire Hedge Funds
