Filing Details
- Accession Number:
- 0001518715-18-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 19:10:39
- Reporting Period:
- 2018-03-14
- Accepted Time:
- 2018-03-15 19:10:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1396928 | K Mark Mason | 601 Union Street, Suite 2000 Seattle WA 98101 | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-14 | 5,220 | $0.00 | 140,273 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-14 | 1,485 | $30.50 | 138,788 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Share Units | Disposition | 2018-03-14 | 5,220 | $0.00 | 5,220 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.
- Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.55, inclusive. The reporting person undertakes to provide to HomeStreet, any security holder of HomeStreet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Each PSU represents a contingent right to receive one share of HomeStreet common stock.
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