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Home > Insider Trading > Filing (0001214659-18-002171)

Filing Details

Accession Number:: 0001214659-18-002171
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-15 18:15:53
Reporting Period:: 2018-03-13

Accepted Time:: 2018-03-15 18:15:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1427570	Obalon Therapeutics Inc	OBLN	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685640	J. William Plovanic	C/O Obalon Therapeutics, Inc. 5421 Avenida Encinas, Suite F Carlsbad CA 92008	Chief Financial Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-13	9,700	$4.05	9,700	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2018-03-14	5,300	$4.04	15,000	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2018-03-13	9,588	$4.05	9,588	No	4	P	Indirect	By wife IRA
Common Stock	Acquisiton	2018-03-14	5,412	$4.04	15,000	No	4	P	Indirect	By wife IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By wife IRA
No	4	P	Indirect	By wife IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	190,572	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.015 to $4.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.99 to $4.05, inclusive.