Filing Details
- Accession Number:
- 0001562762-18-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-15 14:08:48
- Reporting Period:
- 2018-03-13
- Accepted Time:
- 2018-03-15 14:08:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1692427 | Ncs Multistage Holdings Inc. | NCSM | Oil & Gas Field Services, Nec (1389) | 461527455 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701195 | Kevin Trautner | C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 77070 | Evp,General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-13 | 1,440 | $9.55 | 34,950 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2018-03-13 | 1,440 | $17.67 | 33,510 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Acquisiton | 2018-03-13 | 1,440 | $0.00 | 1,440 | $9.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,113 | 2026-07-25 | No | 4 | X | Direct |
Footnotes
- Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.54 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Consists of 1,440 vested and exercisable options, 5,760 options that vest and become exercisable in four equal annual installments beginning on July 25, 2018 and 16,353 options that vest and become exercisable in three equal annual installments beginning on May 3, 2018.
Billionaire Hedge Funds
