Filing Details
- Accession Number:
- 0001618732-18-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-14 17:17:11
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-14 17:17:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685524 | David Sangster | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Evp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-03-12 | 4,000 | $1.22 | 4,000 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-03-12 | 96,082 | $3.20 | 100,082 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-03-12 | 40,049 | $49.63 | 60,033 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-03-12 | 27,422 | $50.70 | 32,611 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-03-12 | 32,611 | $51.34 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-12 | 4,000 | $1.22 | 4,000 | $1.22 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-12 | 96,082 | $3.20 | 96,082 | $3.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-07-16 | No | 4 | M | Direct | |
102,918 | 2024-05-19 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $49.02 to $50.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $50.02 to $51.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $51.02 to $51.62. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option is subject to an early exercise provision and is exercisable at the grant date. Shares subject to the option vest 1/48th monthly starting on July 18, 2013.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.