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Filing Details

Accession Number:: 0001077131-18-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-14 15:22:50
Reporting Period:: 2018-03-12

Accepted Time:: 2018-03-14 15:22:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
934549	Acacia Research Corp	ACTG	Patent Owners & Lessors (6794)	954405754

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1077131	Iii Louis G Graziadio	520 Newport Drive 12Th Floor Newport Beach CA 92660		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-03-12	4,000	$3.70	598,051	No	4	P	Direct
Common Stock	Acquisiton	2018-03-12	6,500	$3.70	343,900	No	4	P	Indirect	Graziadio Family Trust dtd 11/13/75

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	Graziadio Family Trust dtd 11/13/75

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,000	Indirect	The George & Reva Graziadio Charitable Lead Annuity Trust
Common Stock	21,000	Indirect	Marianna R. Graziadio (minor children)
Common Stock	21,000	Indirect	George L. Graziadio IV (minor children)
Common Stock	20,000	Indirect	George and Reva Graziadio Foundation
Common Stock	5,000	Indirect	Owned by spouse

Footnotes

These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio.
These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV.
These shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation.
The Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio was the trustee of each of the general partners (trusts for the benefit of Mr. Graziadio's adult children,) previously owned 25,000 shares of common stock and in prior ownership reports those shares were reported as indirectly owned by Mr. Graziadio. Gina-Carra and the respective trusts have been dissolved such that Mr. Graziadio no longer has any reportable beneficial interest in those shares and they no longer will be included in Mr. Graziadio's Form 4 or Form 5 filings.