Filing Details
- Accession Number:
- 0001209191-18-019472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 21:25:25
- Reporting Period:
- 2018-03-10
- Accepted Time:
- 2018-03-13 21:25:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020214 | Cerus Corp | CERS | Surgical & Medical Instruments & Apparatus (3841) | 680262011 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574700 | Carol Moore | C/O Cerus Corporation 2550 Stanwell Drive Concord CA 94520 | Svp Reg. & Quality | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-10 | 6,000 | $0.00 | 31,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-12 | 2,063 | $4.80 | 35,964 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-12 | 7,500 | $0.00 | 43,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-13 | 2,623 | $5.05 | 40,841 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2018-03-10 | 6,000 | $0.00 | 6,000 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-03-12 | 7,500 | $0.00 | 7,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | No | 4 | M | Direct | ||
| 15,000 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- Includes 1,683 shares and 4,761 shares purchased under Issuer's Employee Stock Purchase Plan on 8/31/17 and 2/28/18, respectively.
- Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
- The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.957 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
- The restricted stock unit vests in three equal annual installments beginning on March 10, 2017.
- Not applicable.
- The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.
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