Filing Details
- Accession Number:
- 0001127602-11-004922
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-11 11:25:53
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-11
- Accepted Time:
- 2011-02-11 11:25:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1373835 | Spectra Energy Corp. | SE | Natural Gas Transmisison & Distribution (4923) | 205413139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204729 | M Paul Anderson | 5400 Westheimer Court Houston TX 77056-5310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-10 | 275,000 | $25.68 | 398,578 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-10 | 275,000 | $25.68 | 123,578 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-10 | 275,000 | $0.00 | 275,000 | $15.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-08 | 2013-11-17 | No | 4 | M | Direct |
Footnotes
- On January 2, 2007, Duke Energy Corporation distributed all of the shares of common stock of Spectra Energy Corp to Duke Energy shareholders. In connection with the distribution, the reporting person was granted stock options in partial substitution of stock options previously issued by Duke Energy. On January 8, 2007, the exercise price of the options described herein were calculated in accordance with the terms established by the Compensation Committee of the Board of Directors.