Filing Details
- Accession Number:
- 0001209191-18-019420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 19:17:36
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-13 19:17:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365101 | Primo Water Corp | PRMW | Wholesale-Groceries, General Line (5141) | 300278688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1706875 | W. David Hass | 101 North Cherry Street, Suite 501 Winston-Salem NC 27101 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-27 | 4,000 | $0.00 | 102,131 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2018-03-09 | 500 | $11.95 | 16,901 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-03-09 | 500 | $11.98 | 5,250 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-03-09 | 4,282 | $0.00 | 106,413 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-03-09 | 1,467 | $11.95 | 104,946 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-11 | 2,500 | $0.00 | 107,446 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-12 | 881 | $11.95 | 106,565 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2018-03-09 | 6,000 | $0.00 | 6,000 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2018-03-11 | 2,500 | $0.00 | 2,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,000 | No | 4 | A | Direct | ||
2,500 | No | 4 | M | Direct |
Footnotes
- Held by David W. Hass Living Trust, of which David Hass is a trustee.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.01, inclusive. The reporting person undertakes to provide to Primo Water Corporation, any security holder of Primo Water Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- These shares of common stock are owned by HB Capital LLC, of which David Hass is a member. Mr. Hass may be deemed an indirect beneficial owner of the securities held directly by HB Capital LLC. Mr. Hass disclaims beneficial ownership of the securities held directly by HB Capital LLC, except to the extent of his pecuniary interest therein.
- These restricted stock units may only be settled in stock and vest immediately.
- Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 9, 2018.
- Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on March 11, 2018.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- These restricted stock units vest in equal annual installments on March 9 of 2019, 2020 and 2021.
- These restricted stock units vest in equal annual installments on March 11 of 2017, 2018 and 2019.