Filing Details
- Accession Number:
- 0001205233-18-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 17:48:58
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-13 17:48:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559656 | H James Thompson | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp, Engineering & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-09 | 62,000 | $43.24 | 136,482 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-09 | 50,126 | $62.66 | 86,356 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-03-09 | 62,000 | $0.00 | 62,000 | $43.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,135 | Indirect | Childrens' Trust |
Footnotes
- The sale prices for this transaction ranged from $62.65 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan.
- Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
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