Filing Details
- Accession Number:
- 0001195734-18-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 17:45:16
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-13 17:45:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601447 | Anne Ewing | 111 N. Canal Suite 850 Chicago IL 60606 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-12 | 5,000 | $7.22 | 13,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-12 | 5,000 | $13.16 | 8,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-12 | 4,220 | $7.00 | 12,308 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-12 | 4,220 | $13.16 | 8,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-03-12 | 4,220 | $0.00 | 4,220 | $7.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-03-12 | 5,000 | $0.00 | 5,000 | $7.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-07-01 | No | 4 | M | Direct | |
| 5,000 | 2021-05-10 | No | 4 | M | Direct |
Footnotes
- The Common Stock sold by the Reporting Person and reported herein were sold at a range of $13.10 to $13.23 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- All stock options have vested and are exercisable.
Billionaire Hedge Funds
