Filing Details
- Accession Number:
- 0001209191-18-019263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 17:00:33
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-13 17:00:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397903 | Kumar Anil Jain | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Corporate Vp, Ic Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-09 | 5,397 | $35.73 | 105,612 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-09 | 6,747 | $37.63 | 112,359 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-09 | 20,924 | $92.52 | 91,435 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option right to buy | Disposition | 2018-03-09 | 5,397 | $0.00 | 5,397 | $35.73 |
| Common Stock | Stock option right to buy | Disposition | 2018-03-09 | 6,747 | $0.00 | 6,747 | $37.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,187 | 2019-02-24 | No | 4 | M | Direct | |
| 5,171 | 2020-03-22 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- Shares were sold ranging from $92.50 per share to $92.66 per share.
- 1/8th of the shares subject to the option vest on the six month anniversary of the grant date and 1/48th of the shares vest monthly thereafter over the next three and one half years.
Billionaire Hedge Funds
