Filing Details

Accession Number:
0000820318-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-11 09:49:02
Reporting Period:
2011-02-09
Filing Date:
2011-02-11
Accepted Time:
2011-02-11 09:49:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196392 W Peter Sognefest 8308 Chappelle Court
Las Vegas NV 89131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-09 6,000 $30.83 15,271 No 4 M Direct
Common Stock Disposition 2011-02-09 6,000 $49.52 9,271 No 4 S Direct
Common Stock Acquisiton 2011-02-10 2,480 $17.84 11,751 No 4 M Direct
Common Stock Disposition 2011-02-10 2,480 $49.69 9,271 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2008-02-09 6,000 $0.00 6,000 $30.83
Common Stock Option (right to buy) Disposition 2006-02-10 2,480 $0.00 2,480 $17.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2018-02-09 No 4 M Direct
0 2016-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,160 Indirect By Son
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $49.50 to $49.62. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. Represents the weighted average of multiple sales transactions ranging in price from $49.55 to $49.92. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  4. The option vests in five equal annual installments beginning on February 9, 2009.
  5. The option vests in five equal annual installments beginning on February 10, 2007.