Filing Details
- Accession Number:
- 0001227654-18-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 16:41:20
- Reporting Period:
- 2018-03-10
- Accepted Time:
- 2018-03-13 16:41:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1227654 | Compass Minerals International Inc | CMP | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 363972986 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578338 | N. Steven Berger | C/O Compass Minerals International, Inc. 9900 West 109Th Street, Suite 100 Overland Park KS 66210 | Svp, Corporate Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-10 | 1,009 | $0.00 | 4,955 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-12 | 311 | $63.21 | 4,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2018-03-10 | 1,009 | $0.00 | 1,009 | $0.00 |
Common Stock | Performance Stock Unit(ROIC) | Disposition | 2018-03-10 | 0 | $0.00 | 0 | $0.00 |
Common Stock | Performance Stock Unit(rTSR) | Disposition | 2018-03-10 | 0 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-03-10 | 2018-03-10 | No | 4 | M | Direct |
0 | 2018-03-10 | 2018-03-10 | No | 4 | M | Direct |
0 | 2018-03-10 | 2018-03-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 202 | Indirect | Company 401(k) Plan |
Footnotes
- Of the reported shares, 15 shares are held jointly with the Reporting Person's spouse. The number of reported shares includes two shares inadvertently omitted from the Reporting Person's previous Form 4s.
- Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and release of the restricted stock units listed in Table II. This sale was made to satisfy tax withholding obligations funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
- Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $62.85 to $63.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported number is based on a 401(k) plan statement dated as of March 9, 2018.
- Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that was earned was calculated based on the Issuer's return on invested capital over a three-year performance period.
- The reported number of securities represents 0% of the initial target number of shares subject to the performance stock unit award granted on March 10, 2015. No performance stock units were earned based on the Issuer's performance over the three-year performance period.
- Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that was earned was calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Russell 3000 Index over a three-year performance period.