Home > Insider Trading > Filing (0000034563-18-000027)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
34563	Farmer Brothers Co	FARM	Miscellaneous Food Preparations & Kindred Products (2090)	950725980

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1259767	H Michael Keown	Farmer Bros. Co. 1912 Farmer Brothers Drive Northlake TX 76262	President, Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $1.00 Par Value	Acquisiton	2018-03-09	23,333	$11.81	68,405	No	4	M	Direct
Common Stock, $1.00 Par Value	Disposition	2018-03-09	23,333	$31.70	45,072	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2018-03-09	23,333	$0.00	23,333	$11.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
251,884		2019-12-07	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $1.00 Par Value	2,454	Indirect	By ESOP

Footnotes

Exercise of non-qualified stock option granted on December 7, 2012 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("2007 Plan"). The option vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 12/7/2013, 12/7/2014 and 12/7/2015.
This sale was made pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Open market sale of shares from 3/9/2018 stock option exercise, with a portion of the proceeds delivered to the Issuer for payment of the exercise price of the option. This transaction was executed in multiple trades at prices ranging from $31.50 to $31.90; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.