Filing Details
- Accession Number:
- 0001140361-18-013260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 16:21:40
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-13 16:21:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Resource Capital Corp. | RSO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332163 | C Thomas Elliott | One Crescent Drive, Suite 203 Philadelphia PA 19112 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-12 | 10,000 | $0.00 | 99,011 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 187 | Indirect | As UGMA Custodian |
Common Stock | 187 | Indirect | As UGMA Custodian |
Footnotes
- On March 12, 2018, the reporting person purchased, in multiple transactions, a total of 10,000 shares of common stock of Resource Capital Corp. at prices ranging from $9.25 to $9.3275.
- 27,332 shares remain subject to vesting.
- The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of purposes of Section 16 or for any other purposes.