Filing Details

Accession Number:
0001140361-18-013260
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-13 16:21:40
Reporting Period:
2018-03-12
Accepted Time:
2018-03-13 16:21:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332163 C Thomas Elliott One Crescent Drive, Suite 203
Philadelphia PA 19112
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-12 10,000 $0.00 99,011 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 187 Indirect As UGMA Custodian
Common Stock 187 Indirect As UGMA Custodian
Footnotes
  1. On March 12, 2018, the reporting person purchased, in multiple transactions, a total of 10,000 shares of common stock of Resource Capital Corp. at prices ranging from $9.25 to $9.3275.
  2. 27,332 shares remain subject to vesting.
  3. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of purposes of Section 16 or for any other purposes.