Filing Details
- Accession Number:
- 0001225208-18-006001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 16:12:33
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-13 16:12:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224074 | G Douglas Elliot | One Hartford Plaza Hartford CT 06155 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-09 | 81,320 | $28.05 | 211,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-09 | 81,320 | $55.06 | 130,347 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2018-03-09 | 81,320 | $28.05 | 81,320 | $28.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-05-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 31,567 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $24.15 | 2023-03-05 | 128,535 | 128,535 | Direct | |
Common Stock | Stock Option | $35.83 | 2024-03-04 | 94,429 | 94,429 | Direct | |
Common Stock | Stock Option | $41.25 | 2025-03-03 | 207,547 | 207,547 | Direct | |
Common Stock | Stock Option | $43.59 | 2026-03-01 | 190,486 | 190,486 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 201,939 | 201,939 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 178,012 | 178,012 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-03-05 | 128,535 | 128,535 | Direct |
2024-03-04 | 94,429 | 94,429 | Direct |
2025-03-03 | 207,547 | 207,547 | Direct |
2026-03-01 | 190,486 | 190,486 | Direct |
2027-02-28 | 201,939 | 201,939 | Direct |
2028-02-27 | 178,012 | 178,012 | Direct |
Footnotes
- Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.00 to $55.24 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became fully exercisable on May 4, 2014, the third anniversary of the grant date.
- The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
- One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.