Filing Details
- Accession Number:
- 0001192482-18-000106
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 15:01:15
- Reporting Period:
- 2017-12-08
- Accepted Time:
- 2018-03-13 15:01:15
- Original Submission Date:
- 2017-12-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651561 | Tabula Rasa Healthcare Inc. | TRHC | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1125761 | J Michael Gausling | 205 Webster Street Bethlehem PA 18015 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-08 | 523,085 | $25.85 | 1,390,273 | No | 4 | S | Indirect | By: Originate Growth Fund #1Q, L.P. |
Common Stock | Disposition | 2017-12-11 | 160,375 | $25.85 | 1,229,898 | No | 4 | S | Indirect | By: Originate Growth Fund #1Q, L.P. |
Common Stock | Disposition | 2017-12-08 | 237,195 | $25.85 | 629,594 | No | 4 | S | Indirect | By: Originate Growth Fund #1A, L.P. |
Common Stock | Disposition | 2017-12-11 | 72,625 | $25.85 | 556,969 | No | 4 | S | Indirect | By: Originate Growth Fund #1A, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By: Originate Growth Fund #1Q, L.P. |
No | 4 | S | Indirect | By: Originate Growth Fund #1Q, L.P. |
No | 4 | S | Indirect | By: Originate Growth Fund #1A, L.P. |
No | 4 | S | Indirect | By: Originate Growth Fund #1A, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,000 | Direct |
Footnotes
- Represents shares of the Company's common stock sold by Originate Growth Fund #1Q, L.P. in an underwritten public offering completed on December 8, 2017 at a price per share of $25.85, after deducting underwriting discounts and commissions of $1.65 per share.
- Represents shares of the Company's common stock sold by Originate Growth Fund #1Q, L.P. upon the exercise of the underwriters' over-allotment option in an underwritten public offering completed on December 11, 2017 at a price per share of $25.85, after deducting underwriting discounts and commissions of $1.65 per share.
- Represents shares of the Company's common stock sold by Originate Growth Fund #1A, L.P. in an underwritten public offering completed on December 8, 2017 at a price per share of $25.85, after deducting underwriting discounts and commissions of $1.65 per share.
- Represents shares of the Company's common stock sold by Originate Growth Fund #1A, L.P. upon the exercise of the underwriters' over-allotment option in an underwritten public offering completed on December 11, 2017 at a price per share of $25.85, after deducting underwriting discounts and commissions of $1.65 per share.
- The general partner of Originate Growth Fund #1Q, L.P. and Originate Growth Fund #1A, L.P. is Originate Growth GP, LLC. The members of Originate Growth GP, LLC are Glen R. Bressner, Eric R. Arnson and Michael J. Gausling. The members of Originate Growth GP, LLC share voting and dispositive power over the shares held by Originate Growth Fund #1Q, L.P. and Originate Growth Fund #1A, L.P. Mr. Gausling disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest. In addition, 5,565 shares granted to Mr. Bressner in September 2016 and 2,596 shares granted to Mr. Bressner in June 2017 are beneficially owned by Originate Growth Fund #1Q, L.P. and Originate Growth Fund #1A, L.P., with the shares allocated to each fund on a pro rata basis.