Filing Details
- Accession Number:
- 0000350894-18-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 14:41:29
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-13 14:41:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191727 | Carmen Romeo | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2018-03-08 | 4,600 | $49.63 | 1,600,552 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Disposition | 2018-03-08 | 4,600 | $75.27 | 1,595,952 | No | 4 | S | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2018-03-09 | 5,000 | $53.34 | 1,600,952 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-09 | 5,000 | $76.45 | 1,595,952 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE0 | Acquisiton | 2018-03-08 | 4,600 | $49.63 | 4,600 | $49.63 |
Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE0 | Acquisiton | 2018-03-09 | 5,000 | $53.34 | 5,000 | $53.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-12-31 | 2026-12-13 | No | 4 | M | Direct |
0 | 2017-12-31 | 2025-12-05 | No | 4 | M | Direct |