Filing Details
- Accession Number:
- 0001058867-18-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 11:46:15
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-13 11:46:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1058867 | Guaranty Bancshares Inc | GNTY | National Commercial Banks (6021) | 751656431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275804 | L. Kirk Lee | 201 South Jefferson Avenue Mount Pleasant TX 75455 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-09 | 1,500 | $35.01 | 24,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-09 | 1,300 | $35.10 | 23,078 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-09 | 899 | $35.04 | 22,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-09 | 106 | $35.04 | 22,073 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-09 | 627 | $35.08 | 21,446 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-12 | 167 | $35.04 | 21,279 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-03-12 | 167 | $35.04 | 21,112 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 64,000 | Direct | |
Common Stock | 95,121 | Indirect | By Issuer KSOP |
Footnotes
- Held through Individual Retirement Account. On March 8, 2018, Kirk Lee transferred 25,878 shares of common stock allocated to his employer stock account in the Issuer's Employee Stock Ownership Plan with 401(k) Provisions ("KSOP") to an individual retirement account maintained by Guaranty Bank & Trust, N.A. as IRA custodian for Kirk Lee, through a rollover transaction permitted by the terms of the Issuer's KSOP. All sales of common stock reported on this Form 4 relate to sales of shares held through Mr. Lee's individual retirement account.
- Shares held jointly by Mr. Lee and his spouse.