Filing Details
- Accession Number:
- 0001127602-18-011325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-13 11:21:01
- Reporting Period:
- 2018-03-06
- Accepted Time:
- 2018-03-13 11:21:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256093 | J Michael Gilson | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-06 | 1,486 | $13.73 | 26,225 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-06 | 1,546 | $21.04 | 27,771 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-06 | 1,662 | $30.78 | 29,433 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-06 | 4,694 | $54.50 | 24,739 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-06 | 1,486 | $0.00 | 1,486 | $13.73 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-06 | 1,546 | $0.00 | 1,546 | $21.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-03-06 | 1,662 | $0.00 | 1,662 | $30.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-04-28 | No | 4 | M | Direct | |
| 0 | 2018-04-28 | No | 4 | M | Direct | |
| 0 | 2018-04-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,072 | Indirect | Shares owned by an adult child of Mr. Gilson for whom he serves as agent under a power of attorney |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- As of March 6, 2018 all stock options immediately vested on April 29, 2016 have been fully exercised.
- As of March 6, 2018 all stock options immediately vested on April 29, 2016 have been fully exercised.
- As of March 6, 2018 all stock options immediately vested on April 29, 2016 have been fully exercised.
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