Filing Details
- Accession Number:
- 0000899243-18-007181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 19:12:41
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-12 19:12:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513363 | Fidus Investment Corp | FDUS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205624 | H Edward Ross | C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 1005 Evanston IL 60201 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-07 | 3,500 | $13.18 | 171,455 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $13.12 to $13.20 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Fidus Investment Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased in each transaction.