Filing Details
- Accession Number:
- 0001179110-18-004062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 17:19:27
- Reporting Period:
- 2018-03-12
- Accepted Time:
- 2018-03-12 17:19:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487712 | Air Lease Corp | AL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244781 | F Steven Udvar-Hazy | Air Lease Corporation, 2000 Avenue Of The Stars, Suite 1000N Los Angeles CA 90067 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Air Lease Corporation - Class A Common Stock | Acquisiton | 2018-03-12 | 34,564 | $20.00 | 952,376 | No | 4 | M | Direct | |
Air Lease Corporation - Class A Common Stock | Disposition | 2018-03-12 | 24,564 | $44.25 | 927,812 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-12 | 34,564 | $0.00 | 34,564 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,635,000 | 2011-06-04 | 2020-06-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Air Lease Corporation - Class A Common Stock | 28,100 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 10,800 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 13,400 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 10,900 | Indirect | See footnote |
Air Lease Corporation- Class A Common Stock | 18,400 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 400 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 200 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 328,889 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 101,667 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 35,925 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 2,700,000 | Indirect | See footnote |
Air Lease Corporation - Class A Common Stock | 1,199,558 | Indirect | See footnote |
Footnotes
- Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan.
- These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose
- These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors.
- These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc.
- These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC.
- These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee.
- These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee.
- Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan, which vested in three equal annual installments beginning on June 4, 2011.