Filing Details

Accession Number:
0001596771-18-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-12 16:33:12
Reporting Period:
2018-03-09
Accepted Time:
2018-03-12 16:33:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610092 Diplomat Pharmacy Inc. DPLO Retail-Drug Stores And Proprietary Stores (5912) 382063100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618897 R Philip Hagerman 4100 S. Saginaw Street
Flint MI 48507
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-09 169,657 $20.65 1,330,099 No 4 S Indirect Philip R. Hagerman Revocable Trust
Common Stock Disposition 2018-03-09 500,000 $20.65 3,391,609 No 4 S Indirect 2007 Hagerman Family GST
Common Stock Disposition 2018-03-09 550,000 $20.65 3,900,091 No 4 S Indirect The JH GST Trust
Common Stock Disposition 2018-03-09 75,000 $20.65 1,475,876 No 4 S Indirect 2013 Irrev. Exempt Trust for Daughter
Common Stock Disposition 2018-03-09 75,000 $20.65 1,475,876 No 4 S Indirect 2013 Irrev. Exempt Trust for Son
Common Stock Disposition 2018-03-09 140,000 $20.65 1,075,293 No 4 S Indirect 2013 Irrev. Exempt Trust for Daughter
Common Stock Disposition 2018-03-09 60,000 $20.65 1,311,292 No 4 S Indirect 2013 Irrev. Exempt Trust for Daughter
Common Stock Disposition 2018-03-09 279,131 $20.65 417,528 No 4 S Indirect Jocelyn Hagerman Living Trust
Common Stock Disposition 2018-03-09 301,212 $20.65 0 No 4 S Indirect Philip R. Hagerman Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Philip R. Hagerman Revocable Trust
No 4 S Indirect 2007 Hagerman Family GST
No 4 S Indirect The JH GST Trust
No 4 S Indirect 2013 Irrev. Exempt Trust for Daughter
No 4 S Indirect 2013 Irrev. Exempt Trust for Son
No 4 S Indirect 2013 Irrev. Exempt Trust for Daughter
No 4 S Indirect 2013 Irrev. Exempt Trust for Daughter
No 4 S Indirect Jocelyn Hagerman Living Trust
No 4 S Indirect Philip R. Hagerman Living Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,519 Direct
Common Stock 313,337 Indirect 2014 Irrev. Exempt Trust for Son
Common Stock 313,337 Indirect 2014 Irrev. Exempt Trust for Daughter
Common Stock 313,337 Indirect 2014 Irrev. Exempt Trust for Daughter
Common Stock 313,337 Indirect 2014 Irrev. Exempt Trust for Daughter
Common Stock 263,500 Indirect JH Marital Trust
Common Stock 272,000 Indirect PH Marital Trust
Common Stock 394,910 Indirect Irrevocable Trust for Son
Common Stock 394,910 Indirect Irrevocable Trust for Daughter
Common Stock 367,256 Indirect Irrevocable Non-Exempt Trust for Son
Common Stock 367,256 Indirect Irrevocable Non-Exempt Trust for Daughter
Footnotes
  1. Represents restricted stock units ("RSUs") granted in connection with the Issuer's equity incentive plan.
  2. These shares are indirectly owned by Mr. Hagerman as the trustee of the Philip R. Hagerman Revocable Trust, the Philip R. Hagerman Living Trust, The JH GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, and the JH Marital Trust.
  3. Jocelyn Hagerman is Mr. Hagerman's wife. These shares are indirectly owned by her as a trustee of the 2007 Hagerman Family GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Jocelyn Hagerman Living Trust, and the PH Marital Trust.