Filing Details
- Accession Number:
- 0001596771-18-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 16:33:12
- Reporting Period:
- 2018-03-09
- Accepted Time:
- 2018-03-12 16:33:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610092 | Diplomat Pharmacy Inc. | DPLO | Retail-Drug Stores And Proprietary Stores (5912) | 382063100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1618897 | R Philip Hagerman | 4100 S. Saginaw Street Flint MI 48507 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-09 | 169,657 | $20.65 | 1,330,099 | No | 4 | S | Indirect | Philip R. Hagerman Revocable Trust |
Common Stock | Disposition | 2018-03-09 | 500,000 | $20.65 | 3,391,609 | No | 4 | S | Indirect | 2007 Hagerman Family GST |
Common Stock | Disposition | 2018-03-09 | 550,000 | $20.65 | 3,900,091 | No | 4 | S | Indirect | The JH GST Trust |
Common Stock | Disposition | 2018-03-09 | 75,000 | $20.65 | 1,475,876 | No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Daughter |
Common Stock | Disposition | 2018-03-09 | 75,000 | $20.65 | 1,475,876 | No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Son |
Common Stock | Disposition | 2018-03-09 | 140,000 | $20.65 | 1,075,293 | No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Daughter |
Common Stock | Disposition | 2018-03-09 | 60,000 | $20.65 | 1,311,292 | No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Daughter |
Common Stock | Disposition | 2018-03-09 | 279,131 | $20.65 | 417,528 | No | 4 | S | Indirect | Jocelyn Hagerman Living Trust |
Common Stock | Disposition | 2018-03-09 | 301,212 | $20.65 | 0 | No | 4 | S | Indirect | Philip R. Hagerman Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Philip R. Hagerman Revocable Trust |
No | 4 | S | Indirect | 2007 Hagerman Family GST |
No | 4 | S | Indirect | The JH GST Trust |
No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Daughter |
No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Son |
No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Daughter |
No | 4 | S | Indirect | 2013 Irrev. Exempt Trust for Daughter |
No | 4 | S | Indirect | Jocelyn Hagerman Living Trust |
No | 4 | S | Indirect | Philip R. Hagerman Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,519 | Direct | |
Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Son |
Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Daughter |
Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Daughter |
Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Daughter |
Common Stock | 263,500 | Indirect | JH Marital Trust |
Common Stock | 272,000 | Indirect | PH Marital Trust |
Common Stock | 394,910 | Indirect | Irrevocable Trust for Son |
Common Stock | 394,910 | Indirect | Irrevocable Trust for Daughter |
Common Stock | 367,256 | Indirect | Irrevocable Non-Exempt Trust for Son |
Common Stock | 367,256 | Indirect | Irrevocable Non-Exempt Trust for Daughter |
Footnotes
- Represents restricted stock units ("RSUs") granted in connection with the Issuer's equity incentive plan.
- These shares are indirectly owned by Mr. Hagerman as the trustee of the Philip R. Hagerman Revocable Trust, the Philip R. Hagerman Living Trust, The JH GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, and the JH Marital Trust.
- Jocelyn Hagerman is Mr. Hagerman's wife. These shares are indirectly owned by her as a trustee of the 2007 Hagerman Family GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Jocelyn Hagerman Living Trust, and the PH Marital Trust.