Filing Details
- Accession Number:
- 0000911916-18-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 16:11:10
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-12 16:11:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1597760 | Storm Jody Gale | C/O Faro Technologies, Inc. 250 Technology Park Lake Mary FL 32746 | Svp/General Counsel/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-08 | 950 | $33.05 | 6,263 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 950 | $60.24 | 5,313 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-09 | 9,716 | $33.05 | 15,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-09 | 9,716 | $59.73 | 5,313 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-08 | 950 | $0.00 | 950 | $33.05 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-03-09 | 9,716 | $0.00 | 9,716 | $33.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,049 | 2023-03-02 | No | 4 | M | Direct | |
| 5,333 | 2023-03-02 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 950 shares in multiple transactions ranging in price from $60.00 to $60.80 per share, resulting in a weighted average sale price of $60.2368. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 9,716 shares in multiple transactions ranging in price from $59.55 to $60.15 per share, resulting in a weighted average sale price of $59.7281. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- 5,333 stock options vested on March 2, 2017 and March 2, 2018; and the remaining 5,333 stock options are scheduled to vest on March 2, 2019.
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