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Filing Details

Accession Number:: 0000049071-18-000054
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-03-12 14:17:27
Reporting Period:: 2018-03-09

Accepted Time:: 2018-03-12 14:17:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1628102	H Cynthia Zipperle	Humana Inc. 500 West Main St Louisville KY 40202	Svp, Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Acquisiton	2018-03-09	1,196	$67.48	7,771	No	4	M	Direct
Humana Common	Disposition	2018-03-09	1,196	$273.33	6,575	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2018-03-09	1,196	$0.00	1,196	$67.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-12-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	889	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Restricted Stock Units	$0.00	795	795	Direct
Humana Common	Restricted Stock Units	$0.00	2,602	2,602	Direct
Humana Common	Restricted Stock Units	$0.00	903	903	Direct
Humana Common	Restricted Stock Units	$0.00	745	745	Direct
Humana Common	Phantom Stock Units	$0.00	243	243	Indirect

Amount	Remaning Holdings	Nature of Ownership
795	795	Direct
2,602	2,602	Direct
903	903	Direct
745	745	Direct
243	243	Indirect

Footnotes

Shares held for the benefit of reporting person as of February 28, 2018 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 12/13/12, vesting in three increments from 12/13/13 to 12/13/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.
Phantom Stock Units held for the benefit of reporting person as of February 28, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
All shares sold at price of $273.3272.