Filing Details
- Accession Number:
- 0001596783-18-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-12 11:44:38
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-12 11:44:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | Pharmaceutical Preparations (2834) | 208737688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612228 | William Downie | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | Svp, Global Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-08 | 5,061 | $20.50 | 46,986 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-08 | 3,914 | $40.95 | 43,072 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-08 | 6,116 | $31.96 | 49,188 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-08 | 5,507 | $40.95 | 43,681 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-03-08 | 4,338 | $24.44 | 48,019 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-08 | 3,544 | $40.95 | 44,475 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-03-08 | 9,082 | $41.80 | 35,393 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase Common Stock | Disposition | 2018-03-08 | 5,061 | $0.00 | 5,061 | $20.50 |
Common Stock | Options to purchase Common Stock | Disposition | 2018-03-08 | 6,116 | $0.00 | 6,116 | $31.96 |
Common Stock | Options to purchase Common Stock | Disposition | 2018-03-08 | 4,338 | $0.00 | 4,338 | $24.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,061 | 2015-07-30 | 2024-07-30 | No | 4 | M | Direct |
6,117 | 2016-08-27 | 2025-08-27 | No | 4 | M | Direct |
13,015 | 2017-07-26 | 2026-07-26 | No | 4 | M | Direct |
Footnotes
- On July 30, 2014, the reporting person was granted options to purchase common stock of the Issuer, which options vest and become exercisable in four equal annual installments beginning on July 30, 2015. (S1221)
- On August 27, 2015, the reporting person was granted options to purchase common stock of the Issuer, which options vest and become exercisable in four equal annual installments beginning on August 27, 2016. (S10)
- On July 26, 2016, the reporting person was granted options to purchase common stock of the Issuer, which options vest and become exercisable in four equal annual installments beginning on July 26, 2017. (S68)