Filing Details
- Accession Number:
- 0000034563-18-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 21:01:25
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 21:01:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
34563 | Farmer Brothers Co | FARM | Miscellaneous Food Preparations & Kindred Products (2090) | 950725980 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315366 | Farmer Jeanne Grossman | Farmer Bros. Co. 1912 Farmer Brothers Drive Northlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.00 Par Value | Disposition | 2018-03-07 | 5,000 | $31.50 | 1,885,063 | No | 4 | S | Indirect | Trusts |
Common Stock, $1.00 Par Value | Disposition | 2018-03-08 | 5,000 | $31.53 | 1,880,063 | No | 4 | S | Indirect | Trusts |
Common Stock, $1.00 Par Value | Disposition | 2018-03-07 | 10,000 | $32.08 | 1,870,063 | No | 4 | S | Indirect | Trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trusts |
No | 4 | S | Indirect | Trusts |
No | 4 | S | Indirect | Trusts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.00 Par Value | 18,874 | Direct |
Footnotes
- Reflects all of the shares of the Issuer's Common Stock owned directly by various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person, including this reported transaction. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- Open market sale. This transaction was executed in multiple trades at prices ranging from $31.50 to $31.675; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.
- Open market sale. This transaction was executed in multiple trades at prices ranging from $32.00 to $32.30; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the respective numbers of shares and prices at which these trades were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Issuer's stock ownership guidelines.