Filing Details

Accession Number:
0001140361-18-012914
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 20:01:49
Reporting Period:
2018-03-08
Accepted Time:
2018-03-09 20:01:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT Radio & Tv Broadcasting & Communications Equipment (3663) 461318953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603704 Aaron Michael Leabman C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-08 80,000 $6.00 232,279 No 4 M Direct
Common Stock Disposition 2018-03-08 68,000 $21.87 164,279 No 4 S Direct
Common Stock Disposition 2018-03-08 12,000 $22.54 152,279 No 4 S Direct
Common Stock Acquisiton 2018-03-09 20,000 $6.00 172,279 No 4 M Direct
Common Stock Disposition 2018-03-09 20,000 $21.90 152,279 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-03-08 80,000 $0.00 80,000 $6.00
Common Stock Stock Option (right to buy) Disposition 2018-03-09 20,000 $0.00 20,000 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,736 2024-03-25 No 4 M Direct
4,736 2024-03-25 No 4 M Direct
Footnotes
  1. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.33 to $22.32 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
  2. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.42 to $22.60 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
  3. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.10 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
  4. 1/8th of the stock options vested on March 26, 2014. 1/48th of the remaining stock options vest monthly thereafter, subject to the Reporting Person's continued service to theCompany.