Home > Insider Trading > Filing (0001209191-18-018650)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
851310	Harmonic Inc	HLIT	Radio & Tv Broadcasting & Communications Equipment (3663)	770201147

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1216448	Patrick Harshman	4300 North First Street San Jose CA 95134	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-03-08	33,496	$0.00	708,160	No	4	M	Direct
Common Stock	Disposition	2018-03-09	12,309	$3.53	695,851	No	4	S	Direct
Common Stock	Acquisiton	2018-03-08	63,328	$0.00	759,179	No	4	M	Direct
Common Stock	Disposition	2018-03-09	23,272	$3.53	735,907	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Footnotes

These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018.
Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.