Filing Details
- Accession Number:
- 0001179110-18-003984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 17:42:22
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-09 17:42:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582153 | Greg Bishop | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Gc, Chief Compl. Officer, Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-08 | 1,600 | $15.37 | 12,558 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 1,600 | $25.01 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 1,247 | $11.28 | 12,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 1,247 | $25.00 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 6,937 | $11.28 | 17,895 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 6,937 | $25.06 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 9,757 | $9.93 | 20,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 9,757 | $25.06 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 7,692 | $6.34 | 18,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 7,692 | $25.07 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 4,423 | $6.14 | 15,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 4,423 | $25.04 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 108 | $11.28 | 11,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 108 | $25.00 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 208 | $15.37 | 11,166 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 208 | $25.00 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 4,807 | $4.89 | 15,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 4,807 | $25.04 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 105 | $20.91 | 11,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 105 | $25.00 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 1,923 | $4.89 | 12,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 1,923 | $25.01 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 9,626 | $4.89 | 20,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 9,626 | $25.06 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 9,778 | $6.14 | 20,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 9,778 | $25.06 | 10,958 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-03-08 | 9,774 | $25.06 | 1,184 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 1,600 | $0.00 | 1,600 | $15.37 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 1,247 | $0.00 | 1,247 | $11.28 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 6,937 | $0.00 | 6,937 | $11.28 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 9,757 | $0.00 | 9,757 | $9.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 7,692 | $0.00 | 7,692 | $6.34 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 4,423 | $0.00 | 4,423 | $6.14 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 108 | $0.00 | 108 | $11.28 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 208 | $0.00 | 208 | $15.37 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 4,807 | $0.00 | 4,807 | $4.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 105 | $0.00 | 105 | $20.91 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 1,923 | $0.00 | 1,923 | $4.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 9,626 | $0.00 | 9,626 | $4.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-03-08 | 9,778 | $0.00 | 9,778 | $6.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-12-30 | No | 4 | M | Direct | |
| 0 | 2023-06-10 | No | 4 | M | Direct | |
| 108 | 2023-06-10 | No | 4 | M | Direct | |
| 4,666 | 2022-12-25 | No | 4 | M | Direct | |
| 0 | 2021-12-28 | No | 4 | M | Direct | |
| 10,000 | 2021-05-25 | No | 4 | M | Direct | |
| 0 | 2023-06-10 | No | 4 | M | Direct | |
| 2,084 | 2024-12-30 | No | 4 | M | Direct | |
| 0 | 2020-01-14 | No | 4 | M | Direct | |
| 0 | 2024-02-27 | No | 4 | M | Direct | |
| 0 | 2018-12-18 | No | 4 | M | Direct | |
| 0 | 2018-05-21 | No | 4 | M | Direct | |
| 222 | 2021-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 454 | Indirect | By 401(k) Plan |
Footnotes
- Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2017.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.08 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.09 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.20 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.20 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.18 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.08 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $25.00 per share to $25.21 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Based on the Reporting Person's most recent 401(k) Plan statement.
- Non-qualified Stock Options granted December 31, 2014 that vest over four years.
- Non-qualified Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted December 26, 2012, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted December 29, 2011, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted May 26, 2011, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted June 11, 2013, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted December 31, 2014 that vest over four years.
- Incentive Stock Options granted January 15, 2010, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted February 28, 2014, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted December 19, 2008, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted May 22, 2008, which vested over 4 years and are now fully vested and exercisable.
- Incentive Stock Options granted May 26, 2011, which vested over 4 years and are now fully vested and exercisable.
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