Filing Details
- Accession Number:
- 0001214659-18-002012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 17:15:17
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 17:15:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255910 | Mark Welton | 2525 Speakman Drive C/O Imax Corporation Mississauga A6 L5K 1B1 | President, Imax Theatres | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-03-07 | 4,415 | $0.00 | 14,125 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-03-07 | 3,467 | $0.00 | 17,592 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-03-08 | 4,226 | $20.40 | 13,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | restricted share units | Disposition | 2018-03-07 | 4,415 | $0.00 | 4,415 | $0.00 |
| Common Shares | restricted share units | Disposition | 2018-03-07 | 3,467 | $0.00 | 3,467 | $0.00 |
| Common Shares | restricted share units | Acquisiton | 2018-03-07 | 35,971 | $0.00 | 35,971 | $0.00 |
| Common Shares | stock options (to buy) | Acquisiton | 2018-03-07 | 39,432 | $20.85 | 39,432 | $20.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,713 | 2017-03-07 | 2019-12-01 | No | 4 | M | Direct |
| 13,867 | 2017-03-07 | 2021-01-01 | No | 4 | M | Direct |
| 35,971 | 2021-12-31 | No | 4 | A | Direct | |
| 39,432 | 2025-03-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 9,710 | Direct |
Footnotes
- Represents the conversion upon vesting of restricted share units into common shares.
- Mr. Welton is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
- Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- This represents the number of restricted share units or stock options for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 225,854; 59,551 and 13,366 respectively.
- The restricted share units vest and will be converted to common shares in four installments 7,194 on March 7, 2019; 8,993 on each of March 7, 2020 and March 7, 2021 and 10,791 on December 1, 2021.
- The stock options become exercisable in four installments: 7,886 on March 7, 2019, 9,858 on each of March 7, 2020 and March 7, 2021 and 11,830 on March 7, 2022.
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