Filing Details
- Accession Number:
- 0001214659-18-002011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 17:15:15
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 17:15:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255900 | D Robert Lister | 902 Broadway 20Th Floor New York NY 10010-6002 | Chief Legal & Sr Exec Vp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-03-07 | 6,213 | $0.00 | 47,669 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-03-07 | 7,363 | $0.00 | 55,032 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-03-07 | 8,089 | $0.00 | 63,121 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-03-08 | 11,874 | $20.40 | 51,247 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | restricted share units | Disposition | 2018-03-07 | 6,213 | $0.00 | 6,213 | $0.00 |
| Common Shares | restricted share units | Disposition | 2018-03-07 | 7,363 | $0.00 | 7,363 | $0.00 |
| Common Shares | restricted share units | Disposition | 2018-03-07 | 8,089 | $0.00 | 8,089 | $0.00 |
| Common Shares | restricted share units | Acquisiton | 2018-03-07 | 50,359 | $0.00 | 50,359 | $0.00 |
| Common Shares | stock options (to buy) | Acquisiton | 2018-03-07 | 55,910 | $20.85 | 55,910 | $20.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,213 | 2018-03-07 | 2019-12-01 | No | 4 | M | Direct |
| 14,725 | 2018-03-07 | 2020-12-01 | No | 4 | M | Direct |
| 24,268 | 2018-03-07 | 2021-01-01 | No | 4 | M | Direct |
| 50,359 | 2021-12-31 | No | 4 | A | Direct | |
| 55,910 | 2025-03-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 41,456 | Direct |
Footnotes
- Represents the conversion upon vesting of restricted share units into common shares.
- Mr. Lister is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
- Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
- Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
- This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.
- The restricted share units vest and will be converted to common shares in four installments 12,590 on each of March 7, 2019; March 7, 2020 and March 7, 2021 and 12,589 on December 1, 2021.
- The stock options will become exercisable in 4 installments: 13,978 on each of March 7, 2019; March 7, 2020 and March 7, 2021 and 13,976 on March 7, 2022.
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