Filing Details
- Accession Number:
- 0001562180-18-001589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 16:25:32
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 16:25:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1445050 | Hugo Mark Duesenberg | 6060 Parkland Boulevard Mayfield Heights OH 44124 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-03-07 | 12,000 | $1.37 | 180,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-03-07 | 12,000 | $24.08 | 168,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2018-03-07 | 12,000 | $0.00 | 12,000 | $1.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,000 | 2010-02-25 | 2019-02-25 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Share Unit | $0.00 | 2018-12-31 | 27,700 | 27,700 | Direct | |
Common Stock | Performance Share Unit | $0.00 | 2019-12-31 | 18,100 | 18,100 | Direct | |
Common Stock | Performance Share Unit | $0.00 | 2020-12-31 | 11,500 | 11,500 | Direct | |
Common Stock | Phantom Shares | $0.00 | 30,632 | 30,632 | Direct | ||
Common Stock | Restricted Share Unit | $0.00 | 2017-02-20 | 2017-02-20 | 8,100 | 8,100 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2018-02-18 | 2018-02-18 | 8,700 | 8,700 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2019-02-17 | 2019-02-17 | 11,100 | 11,100 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2020-02-15 | 2020-02-15 | 7,200 | 7,200 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2021-02-21 | 2021-02-21 | 4,600 | 4,600 | Direct |
Common Stock | Stock Options (Right to Buy) | $22.01 | 2028-02-21 | 15,100 | 15,100 | Direct | |
Common Stock | Stock Options (Right to Buy) | $15.16 | 2012-02-24 | 2021-02-24 | 32,300 | 32,300 | Direct |
Common Stock | Stock Options (Right to Buy) | $14.27 | 2018-02-15 | 2027-02-15 | 21,600 | 21,600 | Direct |
Common Stock | Stock Options (Right to Buy) | $13.09 | 2015-02-20 | 2024-02-20 | 16,700 | 16,700 | Direct |
Common Stock | Stock Options (Right to Buy) | $12.33 | 2016-02-18 | 2025-02-18 | 18,800 | 18,800 | Direct |
Common Stock | Stock Options (Right to Buy) | $9.60 | 2017-02-17 | 2026-02-17 | 32,500 | 32,500 | Direct |
Common Stock | Stock Options (Right to Buy) | $8.25 | 2011-02-25 | 2020-02-25 | 35,000 | 35,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $6.84 | 2013-02-23 | 2022-02-23 | 36,100 | 36,100 | Direct |
Common Stock | Stock Options (Right to Buy) | $5.29 | 2014-02-21 | 2023-02-21 | 57,300 | 57,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-31 | 27,700 | 27,700 | Direct |
2019-12-31 | 18,100 | 18,100 | Direct |
2020-12-31 | 11,500 | 11,500 | Direct |
30,632 | 30,632 | Direct | |
2017-02-20 | 8,100 | 8,100 | Direct |
2018-02-18 | 8,700 | 8,700 | Direct |
2019-02-17 | 11,100 | 11,100 | Direct |
2020-02-15 | 7,200 | 7,200 | Direct |
2021-02-21 | 4,600 | 4,600 | Direct |
2028-02-21 | 15,100 | 15,100 | Direct |
2021-02-24 | 32,300 | 32,300 | Direct |
2027-02-15 | 21,600 | 21,600 | Direct |
2024-02-20 | 16,700 | 16,700 | Direct |
2025-02-18 | 18,800 | 18,800 | Direct |
2026-02-17 | 32,500 | 32,500 | Direct |
2020-02-25 | 35,000 | 35,000 | Direct |
2022-02-23 | 36,100 | 36,100 | Direct |
2023-02-21 | 57,300 | 57,300 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $23.93-$24.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
- The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
- 33+% per year for 3 years beginning on 21-Feb-2019