Filing Details
- Accession Number:
- 0001140361-18-012783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 13:50:27
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 13:50:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392629 | A Allan Muto | 200 Palmer Street Stroudsburg PA 18360 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-07 | 4,025 | $12.35 | 90,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-07 | 4,025 | $14.40 | 86,684 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-03-08 | 7,919 | $12.35 | 94,603 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-08 | 7,919 | $14.40 | 86,684 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-03-07 | 4,025 | $0.00 | 4,025 | $12.35 |
| Common Stock | Stock Options | Disposition | 2018-03-08 | 7,919 | $0.00 | 7,919 | $12.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,460 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
| 38,541 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,324 | Indirect | By 401(k) |
| Common Stock | 12,311 | Indirect | By ESOP |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.
Billionaire Hedge Funds
