Filing Details
- Accession Number:
- 0000707549-18-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 12:23:20
- Reporting Period:
- 2018-03-07
- Accepted Time:
- 2018-03-09 12:23:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392424 | A Richard Gottscho | 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-07 | 3,722 | $80.60 | 63,945 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-07 | 9,403 | $75.57 | 73,348 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-03-07 | 3,741 | $119.67 | 77,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-03-07 | 16,866 | $210.02 | 60,223 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-07 | 3,722 | $80.60 | 3,722 | $80.60 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-07 | 9,403 | $75.57 | 9,403 | $75.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-03-07 | 3,741 | $119.67 | 3,741 | $119.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-11 | 2022-02-11 | No | 4 | M | Direct |
| 9,403 | 2018-03-01 | 2023-03-01 | No | 4 | M | Direct |
| 7,483 | 2018-03-01 | 2024-03-01 | No | 4 | M | Direct |
Footnotes
- Shares exercised pursuant to 10b5-1 Trading Plan.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $210.00 to $210.14, inclusive.
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