Filing Details

Accession Number:
0001127602-18-010876
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 12:14:52
Reporting Period:
2018-03-07
Accepted Time:
2018-03-09 12:14:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186033 David R Hoover Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-07 100,000 $25.06 876,826 No 4 M Indirect RDH Trust
Common Stock Disposition 2018-03-07 57,730 $41.02 819,096 No 4 F Indirect RDH Trust
Common Stock Acquisiton 2018-03-08 2,200 $25.06 194,594 No 4 M Direct
Common Stock Disposition 2018-03-08 2,200 $40.71 192,394 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect RDH Trust
No 4 F Indirect RDH Trust
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights (sars) Disposition 2018-03-07 100,000 $0.00 100,000 $12.53
Common Stock Stock Option (iso) (Right to Buy) Disposition 2018-03-08 2,200 $0.00 2,200 $12.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
389,800 2009-04-23 2018-04-23 No 4 M Direct
0 2018-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Indirect By GRAT
Common Stock 0 Indirect SAH Trust
Footnotes
  1. Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
  2. Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
  3. Common stock acquired from the exercise of Incentive Stock Options (ISOs).
  4. The reporting person expressly disclaims beneficial ownership of these securities.
  5. Exercise of Stock Appreciation Rights (SARs).
  6. Exercise of Incentive Stock Options (ISOs).
  7. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.