Filing Details
- Accession Number:
- 0001140361-18-012730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 09:48:52
- Reporting Period:
- 2018-03-08
- Accepted Time:
- 2018-03-09 09:48:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1531031 | Esquire Financial Holdings Inc. | ESQ | Commercial Banks, Nec (6029) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709893 | T Richard Powers | 100 Jericho Quadrangle Suite 100 Jericho NY 11753 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-03-08 | 1,000 | $23.00 | 2,000 | No | 4 | S | Indirect | By IRA |
Common Stock | Disposition | 2018-03-08 | 500 | $22.70 | 1,500 | No | 4 | S | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By IRA |
No | 4 | S | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 54,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $12.50 | 2011-01-04 | 2020-01-04 | 4,000 | 4,000 | Direct |
Common Stock | Stock Options | $12.50 | 2016-09-01 | 2025-09-01 | 1,778 | 1,778 | Direct |
Common Stock | Stock Options | $19.25 | 2019-01-23 | 2028-01-23 | 1,500 | 1,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-04 | 4,000 | 4,000 | Direct |
2025-09-01 | 1,778 | 1,778 | Direct |
2028-01-23 | 1,500 | 1,500 | Direct |
Footnotes
- IRS required minimum distribution and to pay federal and state taxes.
- Stock options are fully vested.
- Stock options vest at a rate of 20% per year commencing on September 1, 2016.
- Stock options vest in three equal annual installments commencing on January 23, 2019.