Filing Details

Accession Number:
0001140361-18-012729
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-03-09 09:48:36
Reporting Period:
2012-04-04
Accepted Time:
2018-03-09 09:48:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449984 G Pamela Carlton 225 Franklin St
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Disposition 2012-04-04 100 $15.90 0 No 4 S Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-04-10 1,300 $15.55 1,300 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-04-10 800 $15.56 2,100 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
No 4 P Direct