Filing Details
- Accession Number:
- 0001140361-18-012729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-03-09 09:48:36
- Reporting Period:
- 2012-04-04
- Accepted Time:
- 2018-03-09 09:48:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449984 | G Pamela Carlton | 225 Franklin St Boston MA 02110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Disposition | 2012-04-04 | 100 | $15.90 | 0 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-04-10 | 1,300 | $15.55 | 1,300 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-04-10 | 800 | $15.56 | 2,100 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
